Forfeiture of the Right to Counsel

Published for NC Criminal Law on October 17, 2011.

In response to my recent post (here) about waivers of counsel, a number of you emailed asking me to write about forfeiture of the right to counsel. Your wish is my command. Although cases sometimes confuse the terms, waiver is different from forfeiture. A waiver of counsel involves a knowing, voluntary, and intelligent relinquishment of the right to counsel. Forfeiture of the right to counsel involves an involuntary relinquishment of the right. Typically, forfeiture is understood to occur when the defendant’s misconduct results in a relinquishment of the right. State v. Montgomery, 138 N.C. App. 521, 524 (2000) is a commonly cited N.C. case on point. The facts were as follows. In January 1997, the defendant was found to be indigent and assistant public defender Thurston Fraizer was appointed as counsel. One month later, the defendant’s family retained George Laughrun to represent him. Then, in August 1997, Laughrun successfully moved to withdraw; a month later, the public defender again was appointed. In December 1997, private attorney Thomas Duncan filed a notice of appearance as defendant’s counsel. On February 16, 1998, the day of trial, Duncan moved for a continuance, and apparently to withdraw, saying that he was retained by the defendant’s girlfriend but that the defendant no longer wished to be represented by him. The court denied the motion to withdraw, informed the defendant of his right to proceed pro se, and told him that he was not entitled to appointment of another lawyer. The next day, the defendant appeared in [...]