"No True Bill" on a Superseding Indictment... Now What?

Published for NC Criminal Law on November 19, 2019.

The defendant has been indicted for a felony, and is in custody awaiting trial. The prosecutor decides to submit a superseding indictment to the grand jury, alleging the same offense but expanding the date range and adding a second victim. Unfortunately for the state, the grand jury returns "no true bill" on the superseding indictment. What impact does the grand jury's verdict have on the underlying case? Can the state still proceed on the original indictment? Should the defendant be released? May the state submit another superseding indictment and try again? If so, is there a limit to how many times? These questions crossed my desk recently, and I discovered that the case law interpreting the key North Carolina statutes, G.S. 15A-629 and 646, is pretty thin on these issues. I also learned that other jurisdictions have reached dramatically different answers to the same questions. This post looks at the reasoning behind the competing views, and considers which approach is a better fit under our statutes and cases. One way of distinguishing between the different approaches is by asking whether the grand jury's verdict should be treated as a response to the overall case or only to that particular pleading? The “One Case” Model Under this view (most notably adopted by New York state), the fact that the grand jury rejected the superseding indictment is interpreted as a rejection of the state's case as a whole. Viewed in that light, it makes sense the state cannot simply ignore the grand jury's [...]